Tag: financial services

IQ Financial Advisor – Content Page

An industry lobby group applauds the Ministry of Labourthe failure of the courts to strike down a Trump-era rule on the distinction between employees and independent contractors. On Tuesday, the U.S. District Court for the Eastern District of Texas ruled that the DOL’s decision last May to delay and withdraw its independent contractor rule violated […]

Wine Down Wednesday – Tampa Top Attorney & Local Author/Financial Advisor!, Tampa FL – March 23, 2022

Start spring with a glass of wine, light bites, and a can’t-miss lesson in love. Spring cleaning is more than organizing your closet. It’s about getting your paperwork in order, planning for your family’s future, and preparing your own legacy so that those you love most never have to worry about your wants and needs. […]

ASA investigates payday loans that break rules served by Google

The Advertising Standards Authority (ASA) is investigating several reported examples of Google allowing ads from “predatory lenders”. The findings follow a report published in the Observer on Sunday which found that 24 advertisements had been paid for by 12 advertisers, including loan companies and credit brokers. Google’s stated practices prevent ad sales related to financial […]

IQ Financial Advisor – Content Page

the Financial Sector Regulatory AuthorityThe arbitration forum is currently under intense scrutiny following a court ruling that Wells Fargo Advisors and his attorney “manipulated” the arbitrator selection process. On February 1, the Public Investors Advocate Bar Association called for an investigation into Finra’s arbitration process after the judge Belinda Edwards of Fulton County Superior Court […]

Are you in tune with your finance professional?

Are you sure that the services your finance professional is offering you are what you expect? Ensuring you’re on track with your financial services provider is the goal of the CRS form, the disclosure document the U.S. Securities and Exchange Commission adopted in 2019. Individual investors will be grateful to know that regulators are prosecuting […]

IQ Financial Advisor – Content Page

Blucorait’s Avantax said to have acquired a Washington-based financial planning practice. The latest addition is Gene Bell & Associatesled by a certified financial planner Gene Bellwhich has been affiliated with Avantax for several years, according to the firm. Bell, which is also a registered agent with the Internal Revenue Servicehas worked in the financial services […]

IQ Financial Advisor – Content Page

Raymond James Financial said to have attracted an experienced financial adviser from RBC Capital Markets. Matt Vanden Heuvel joined Raymond James & Associates, the company’s employee counseling channel, in Appleton, Wisconsin, according to the company. He is accompanied by a senior investment portfolio analyst Jenna Mielke and Senior Customer Service Associate Cindy O’Briensaid Raymond James. […]

DA Davidson & Co. Acts as Exclusive Financial Advisor to Protecht Group on its Significant Growth Investment from Arrowroot Capital | News

PORTLAND, Ore.–(BUSINESS WIRE)–February 14, 2022– DA Davidson & Co. today announced that it has served as exclusive financial advisor to Protecht, securing a significant growth capital investment from Arrowroot Capital, a leading investor in B2B software solutions. Protecht has redefined the way the world thinks about risk management with the most comprehensive, advanced and cost-effective […]

Is San Antonio FloatMe a Safer Alternative to Payday Loans?

FloatMe, a San Antonio tech startup that gives workers cash advances on their next paycheck, said it has increased $16.2 million from investors during its last fundraising. Overall, the startup has raised $49.1 million in funding since June 2019, including $25 million in debt funding, according to Crunchbase, which tracks investments in tech companies. FloatMe’s […]

Christiaan Wessels – Financial Advisor

Futurum Financial Group (Pty) Ltd (FFG) was established on October 1, 1998. FFG has handed over our experience and resources since then. We provide transparent and tailor-made insurance and risk solutions to South Africa’s leading public companies, thousands of private companies and many other individuals. FFG is a leading independent financial services company, offering a […]

IQ Financial Advisor – Content Page

the Financial Sector Regulatory Authority decided to prohibit a dismissal Morgan Stanley financial adviser who allegedly defrauded his professional athlete clients. Morgan Stanley fired the adviser, Daryl Mathew Cohenin March 2021 regarding allegations related to his “activities with outside clients and transactions not disclosed or approved by Morgan Stanley and use of an unapproved platform […]

During the quarantine, the number of long-term online direct lenders has increased

Microfinance market participants are seeing an increase in the share of microloans issued for a long period – up to one year. But the maturities of these loans are also reduced and the loans are repaid earlier than expected. According to Forbes in the fourth quarter of 2021, the share of long term Hart Loan […]

How ‘payday loans’ help wolves manage their money

Wolves received £23m in loan secured against future installments from Diogo Jota’s sale to Liverpool, helping Jeff Shi manage cash flow WOLVERHAMPTON, ENGLAND – JULY 15: Wolverhampton Wanderers Technical Director Scott Sellars (L) and Wolverhampton Wanderers Executive Chairman Jeff Shi look on during a Wolverhampton Wanderers pre-season training session at Sir Jack Hayward Training Ground […]

CornerCap Adds Financial Advisor Ian Clemens to its Growing Team | News

ATLANTE, January 27, 2022 /PRNewswire/ — CornerCap Wealth Advisors today announced the addition of Ian Clemens to the growing team of the financial services company. As the company’s newest wealth management strategist, Ian Clemens focuses on the Xennial microgeneration, whose members are now reaching key financial milestones in their lifetime. Xennials are the micro-generation at […]

Reverse Mortgage Funding LLC (RMF) Offers Guides for Consumers and Financial Professionals on Social Security’s Biggest COLA Adjustment in 40 Years

RMF publishes twin guides (consumer and business oriented) – freely available to the public – offering general policy information and strategies for maximizing social security benefits BLOOMFIELD, NJ/ACCESSWIRE/January 26, 2022/ Today, Reverse Mortgage Funding, LLC (RMF) released two free guides for consumers and financial professionals on how to maximize Social Security benefits. The Social Security […]

PR News | On the Move: FleishmanHillard Hires Plonner for Financial/Professional Services Role

Kirsten Plonner FleishmanHillard hiring Kirsten Plonner as Global Managing Director of Financial and Professional Services, a newly created position. Plonner was most recently chairman of FiComm Partners. Previously, she was director of strategic media and communications for Fidelity Investments and vice president at FH and Weber Shandwick. In her new role, she will work with […]

PR News | On the Move: FleishmanHillard Hires Plonner for Financial/Professional Services Role

Kirsten Plonner FleishmanHillard hiring Kirsten Plonner as Global Managing Director of Financial and Professional Services, a newly created position. Plonner was most recently chairman of FiComm Partners. Previously, she was director of strategic media and communications for Fidelity Investments and vice president at FH and Weber Shandwick. In her new role, she will work with […]

DA Davidson & Co. Acts as Exclusive Financial Advisor to SalesRabbit in Its Major Growth Investment from Diversis Capital | News

SALT LAKE CITY–(BUSINESS WIRE)–January 20, 2022– DA Davidson & Co. today announced that it has served as exclusive financial advisor to SalesRabbit, the leading provider of sales enablement software for outside sales teams, by securing a significant growth equity investment from Diversis Capital. Based in Lehi, Utah and founded in 2013, SalesRabbit offers an end-to-end […]

London finance vacancies rise by 40%: 2 shares to buy

The number of vacancies in London’s financial sector increased by 40% in the fourth quarter of 2021, compared to the same period before the pandemic (fourth quarter of 2019), according to data from the consultancy’s Winter Recruitment Monitor in recruitment Morgan McKinley. This indicates that hiring in the sector has fully recovered from the crisis. […]

IQ Financial Advisor – Content Page

LPL Financial says an adviser with about $750 million in client assets has started an independent practice with the company through its network of independent advisers. Hugues Lau, based in Lincoln, Nebraska, launched Lau Financial Group in affiliation with LPL Strategic Wealth Services, says the firm. He shifted his practice from D.A. Davidson and is […]

IQ Financial Advisor – Content Page

RBC Wealth Management expands in Buckeye State with the addition of a team of advisors from Merrill Lynch serving about $525 million who will run a new branch in Toledo, according to the company. TWDS Group understand Robert Thompson, David Williams, Michel Donahue, Debra Sendelbach and senior investment partner Rawanne Smili, according to RBC. The […]

IQ Financial Advisor – Content Page

A Financial Sector Regulatory Authority arbitration panel ruled in favor of Merrill Lynch and one of his financial advisers in a lawsuit against the company accusing him of negligence. The Amended and Restated Julian I. Stoopler Living Trust filed a lawsuit in July 2020 accusing Merrill of negligence, breach of fiduciary duty and breach of […]

Senior Financial Analyst job at FLINDERS UNIVERSITY

About Flinders Our bold vision, reflected in our Strategic Plan: Make a Difference: Agenda 2025, is to be internationally recognized as a global research leader, an innovator in contemporary education, and the source of the most enterprising graduates from Australia. To achieve this ambition, we recently made a significant organizational change to a six-college structure […]

Financial advisor Richard M. Spencer loses viral value

Leading financial services provider Spencer Financial Group receives rave reviews following publication of viral video on tax savings for entrepreneurs The Spencer Financial Group team, led by forward-thinking and passionate financial expert Richard M. Spencer, is not slowing down in their quest to help as many people as possible achieve their various financial goals as […]

IQ Financial Advisor – Content page

Group of advisers poached an experienced Wells fargo financial advisor in South Carolina. Franky lundy, who operates Columbia Capital Partners in Columbia, South Carolina, joined Advisor Group through its subsidiary Associates of the Royal Alliance and the supervisory jurisdiction office based in Salem, SC Cline financial partners, according to Advisor Group. It manages $ 125 […]

IQ Financial Advisor – Content page

RBC Wealth Management says its US division responsible for helping advisors develop their practices has found a new leader. Richard Beckel has been appointed senior director of RBC’s Practice, Team and Portfolio Effectiveness management group, the company said on Tuesday. A former senior consultant for the group himself, he will lead a team of six […]

Financial professional publishes comprehensive guide to preserving and helping protect wealth

BOCA RATON, Florida, 22 December 2021 / PRNewswire / – Craig kirsner, MBA, President of Stuart Estate Planning Wealth Advisors has published his latest book, “RETIRE STRONG: Preserve and Help Protect Your Wealth and Leave a Legacy.” Kirsner has drawn on his more than 27 years of experience guiding clients to give readers a clear […]

financial advisor obtains CFP professional certification | News from local businesses

NEWTON – Matthew Cook, financial advisor to the Edward Jones financial services firm in Newton, has been cleared by the Certified Financial Planner Board of Standards (CFP Board) to use the CFP certification mark. Cook has successfully completed the initial CFP Board certification requirements, which include completing financial planning courses and passing a comprehensive exam. […]

IQ Financial Advisor – Content page

Raymond James states that three teams of advisers have joined its independent advisor channel since Wells fargo and LPL Financial. Steve rider, Guillaume Pettit, Joseph Logsdon and Tim wilson we’re joining Raymond James Financial Services in Texas. Jumper, which operates Texarkana, Texas Jumper & Associés Financial Services, joined Wells Fargo, where he had $ 121 […]

IQ Financial Advisor – Content page

A banned financial advisor in Florida has been sentenced to more than seven years in prison for stealing millions of dollars from investors in fraudulent investment schemes. In June, Philippe Conley, of Jacksonville, Fla., pleaded guilty to one count of securities fraud, according to the United States Attorney’s Office for the Northern District of West […]

Payday loans are a problem. Can a public bank be part of the solution?

When the coronavirus first posed a threat to the health and finances of Americans, Tiffany Moore of Forest Park first turned to an installment lender hoping for financial relief. The good news: She was approved for a $9,500 loan to compensate a tenant in her property who couldn’t pay rent. The bad news: an interest […]

Huron Plainsman | Longtime Huron Financial Advisor Announces Retirement

HURON – Longime Ameriprise Financial Services Advisor Marla Starr has announced her retirement from the company after serving families in the Huron area for 26 years.Starr is part of Legacy Financial Partners, a private wealth management consultancy firm of Ameriprise Financial Services, LLC. “Helping families in and around Huron reach their financial goals – then […]

DA Davidson Acts as Exclusive Financial Advisor to QuickFee Limited in Establishing New Multi-Currency Asset Backed Financing with Northleaf Capital Partners

NEW YORK, November 22, 2021– (BUSINESS WIRE) – DA Davidson & Co. has announced that it has acted as exclusive financial advisor to QuickFee Limited in establishing a new $ 70 million multi-currency, asset-backed financing, with Northleaf Capital Partners. QuickFee (ASX: QFE) is a fast growing financial technology company providing an innovative suite of online […]

Why You Should Ask Your Financial Professional About Fees

As a financial professional, I know there are many different ways to compensate investment advisors. With the different fee structures, the question I always encourage my clients to ask is: are the costs fair, reasonable, transparent, and do they help improve their long-term investment results? With this in mind, I encourage people to be courageous […]

How to become a financial advisor

If you are wondering what to do with a living, you might want to become a financial advisor. Being smart with money is more important than ever these days. Many people have lost their jobs and businesses, and they still struggle with the effects of COVID on their lives. This is where you can fill […]

IQ Financial Advisor – Content page

A federal grand jury has handed down a seven-count indictment against a former Ohio financial adviser who allegedly robbed investors with the help of a relative. In 2015, Thomas brenner, as president of a brokerage and investment advisory firm First American titles, allegedly conspired with an anonymous person to get Brenner’s clients to supposedly invest […]

DA Davidson Acts as Exclusive Financial Advisor in Sale of NH Research to NI | Business

COSTA MESA, Calif .– (BUSINESS WIRE) – October 29, 2021– DA Davidson announced today that he has served as exclusive financial advisor to NH Research (NHR), a leader in high-power test and measurement applications such as electric vehicles and batteries, in its sale to NI (Nasdaq: NATI), a test measurement company providing bespoke, software-connected systems […]

IQ Financial Advisor – Content page

A federal grand jury in Wisconsin has indicted a former financial adviser with nine counts of wire fraud and one count of bank fraud. The indictment accuses Michael shillin, the owner of a financial consulting firm Shillin Wealth Management, for carrying out a scheme in which he convinced clients that he had bought non-public shares […]

IQ Financial Advisor – Content page

UBS said he attracted a team of financial advisers from Merrill Lynch. The Léone-Heck group, co-founded and led by Matthieu leone and Kevin heck, joined UBS in New York, the company says. The group, which also includes a financial advisor Emilie Barbe and customer service associates Anthony D’Anton, Rosalina Pérez Palombini and Annika kelshiker, oversees […]

29 investment professionals obtained the designation of Chartered Financial Analyst

The CFA Society Bangladesh has awarded Chartered Financial Analyst (CFA) Charters to 29 newly qualified investment professionals in the country. The local member company of the CFA Institute, the global association of investment professionals that sets the highest standards for professional excellence in the investment industry, held its sixth CFA Charter ceremony on Friday at […]

IQ Financial Advisor – Content page

Stifel Financial said he attracted another team of financial advisers from Wells Fargo. Lake Heritage Management Group, which includes advisers Tim kertz, Joe hartman and Elgin rees, joined the firm’s brokerage subsidiary, Stifel, Nicolas and Cie., according to the company. The team previously had $ 330 million in client assets at Wells Fargo Consultants, says […]

Local Financial Professional Achieves National Certification | Newport

NEWPORT – Josh Brandt, Assistant Vice President and Head of Fiduciary Operations at Merchants and Planters Trust, recently received Certified Trust & Fiduciary Advisor (CTFA) professional certification from the American Bankers Association. The CTFA certification is awarded to those who demonstrate excellence in the field of wealth management and trust. To qualify for CTFA certification, […]

IQ Financial Advisor – Content page

Rockefeller Capital Management said he added more Merrill Lynch financial advisers. The latest addition is The Tramontano Group, a San Antonio-based team led by Michael and Quinton Tramontano which also includes the wealth advisor Robert Echavarria as well as senior customer service associate Roxiane kerns and Courtney connolly, according to Rockefeller. Michael Tramontano began his […]

How Do Payday Loans Work and Should You Take Out One?

Payday loans are loan used to cover the cash requirements of a short-term basis until the recipient receives their next pay check. They’re typically two-week loans. A typical payday loan amount is $300 (ranging between $50-$1,000) for a two-week period as per CFPB (Consumer Financial Protection Bureau) acfa-cashflow.com logo. What is the process for payday loans work? Because […]

DA Davidson & Co. Acts as Exclusive Information Research Strategic and Financial Advisor in its $ 192 Million Sale to Stewart Information Services Corporation | Business

NEW YORK – (BUSINESS WIRE) – October 4, 2021– DA Davidson & Co. announced today that it has served as exclusive strategic and financial advisor to Informative Research (“IR”), a leading provider of technology data, analytics, and credit decision-making products and services to the US mortgage community, on its sale to Stewart Information Services Corporation […]

BOE candidate profile: Mara Franceschi, Financial Analyst, President of PTO at JP

By Donald Gilpin Mara Franceschi Two incumbents, Betsy Baglio and Brian McDonald, and two new candidates, Mara Franceschi and Jeffrey Liao, will run in the November 2 election for three available seats on the Princeton Public Schools (PPS) Board of Education (BOE) . The top three voters will win three-year terms on the BOE, starting […]

BOE candidate profile: Mara Franceschi, Financial Analyst, President of PTO at JP

By Donald Gilpin Mara Franceschi Two incumbents, Betsy Baglio and Brian McDonald, and two new candidates, Mara Franceschi and Jeffrey Liao, will compete in the November 2 election for three available seats on the Board of Education (BOE) of Princeton Public Schools ( PPS). The top three voters will win three-year terms on the BOE, […]

New research from Aite-Novarica group: pay-on-demand eliminates payday loans and overdraft fees for millions of American workers

NEW YORK – August 11, 2021 – Millions of working Americans are caught in the vicious cycle of debt as a result of resorting to payday loans and paying expensive overdraft fees to pay their bills on time and make ends meet. However, according to new research from the Aite-Novarica group, having access to your […]

Azur Associates’ M&A and Business Advisory Growth Continues, Adding Financial Professional Tracy Baron Garcia

Advertising NAPA, CA, July 7, 2021 – – Pat DeLong, founder of Napa Valley-based fine beverage consultancy Azur Associates, announced the addition of Tracy Baron Garcia to the team as Vice President, Finance and Strategy. “Since we started our consulting business just two years ago, we have seen a huge demand for our services. Azure’s […]

Lincoln Financial Network Launches Professional African-American Finance Network

PHILADELPHIA CREAM – (COMMERCIAL THREAD) – Lincoln Financial Network (LFN), the retail wealth management subsidiary of Lincoln Financial Group (NYSE: LNC), today announced the launch of its African American Financial Professionals Network (AAFPN), a new company-wide initiative designed to better support the unique needs of African American finance professionals and clients. The AAFPN is part […]

Work With A Financial Professional – Why Not Go It Alone?

If you’re looking to improve your financial situation, whether it’s saving more now, investing more for the future, or gaining flexibility along the way, you have several choices.You can do it yourself, navigating the intricacies of investing and insuring yourself. You can ask a friend or family member (probably one who has always been “good […]

UK finance vacancies drop 60% in second quarter – data

LONDON (Reuters) – The volume of job vacancies in Britain’s financial sector fell 60% in the quarter ended at the end of June, according to data released on Wednesday, as the COVID-19 pandemic inflicted further injuries on a labor market already reeling from restructuring and Brexit. The latest Morgan McKinley Spring London Employment Monitor, which […]

UK finance vacancies drop 60% in second quarter – data

LONDON (Reuters) – The volume of job vacancies in Britain’s financial sector fell 60% in the quarter ended at the end of June, according to data released on Wednesday, as the COVID-19 pandemic inflicted further injuries on a labor market already reeling from restructuring and Brexit. The latest Morgan McKinley Spring London Employment Monitor, which […]

5 questions to ask before hiring a finance professional

You’ve saved, contributed to your employment savings plan, and even invested for your retirement, and now you’ve decided you need help. Or, more help. Or better help. Where to start ? There are countless financial professionals out there, referring to themselves by different titles, listing various licenses and affiliations, and offering awe-inspiring claims for peace […]

Free 360 ​​employees while providing them with financial, professional, medical and emotional support

In a note to employees yesterday, Grab CEO and co-founder Anthony Tan announced that the company would lay off around 360 Grabbers (employees), or just under 5% of its workforce. Affected staff were notified by email yesterday at 1 p.m. with advice on next steps. Those who did not receive the email will keep their […]

4 steps to obtain financial analyst status in 2020

How to become a chartered financial analyst and join the ranks of CFAs like Bill Gross, the billionaire founder of PIMCO, and Howard Marks, member of the Forbes 400? The CFA charter qualification is the pinnacle for investment professionals and job opportunities are numerous, especially in companies high percentage CFA charter employees, such as Blackrock, […]

Accenture acquires the financial professional services assets of Zafin

by Joe Panettieri • 12 dec. 2018 Accenture acquired professional services assets from Zafin, a financial services software provider. The search for talent is part of a larger strategic alliance between Accenture and Zafin that has surfaced today. Under the terms of the agreement: Selected Employees from Zafin’s Professional Services Business Join Accenture’s Global Financial […]

10 reasons why it’s best to work with a financial professional

It is important to know the financial planning process, changes in tax laws and the business cycle. That’s why you hire an advisor. (Photo: Shutterstock ( Everyone wants to cut out the middleman and buy straight from the source. It can get very scary for finance professionals. Who no longer uses a travel agency? (FYI: […]

Financial professional services could add £ 16bn in taxes by 2025

Paid professional service companies £ 15.5 billion in taxes last year. However, while that figure is already substantial, a new report claims the combined efforts of regulators, government and industry could enable the sector to deliver an additional £ 16bn to the UK economy by 2025. The UK is the world’s leading international financial center. […]

A day in the life of a financial analyst

Among the most rigorous, yet rewarding, career options in the financial services industry is that of a financial analyst. But what exactly does a financial analyst do on a daily basis? The answer to this question largely depends on the experience level of the analyst. Key points to remember Financial analysts can work long hours, […]

Career advice: financial analyst vs data analyst

Financial analyst vs data analyst: an overview If you’re a student or young professional with a knack for numbers, analysis, and a problem-solving expert, consider a career as a financial or data analyst. Financial analysts use financial data to spot trends and extrapolate into the future, helping their employers and clients make the best investment […]

Rutledge Financial Professional, Quality, Trusted advisors

Rutledge Financial Partners, LLC, has been in business at Matthews for three years. As a small and growing financial company, it is committed to helping clients with creative solutions to achieve their financial and retirement goals. The key is for your financial advisor to understand your risk tolerance, your time frame, your horizons, and your […]

Local Advisor Selected as Top Financial Professional by Industry Publication

Sam and Laurie Cione It was obvious to us that Sam places a high value on quality relationship building and this is the kind of person we like to feature in our post. Daniel Williams, Senior Market Advisor Leawood, KS (PRWEB) December 22, 2009 Sam Cione of Integrity Wealth Management Insurance, of Sarasota, Fla., Was […]

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