Category: Financial professional

Local Financial Professional Achieves National Certification | Newport

NEWPORT – Josh Brandt, Assistant Vice President and Head of Fiduciary Operations at Merchants and Planters Trust, recently received Certified Trust & Fiduciary Advisor (CTFA) professional certification from the American Bankers Association. The CTFA certification is awarded to those who demonstrate excellence in the field of wealth management and trust. To qualify for CTFA certification, […]

Florida-based financial professional sees influx of money coming to Sunshine State

Christopher Warren, Founding Partner, Lawless, Edwards & Warren Lawless, Edwards and Warren Name: Christophe warren Solidify: Lawless, Edwards & Warren Wealth Management Site: Boca Raton, Florida Total value of policies: $ 940 million Forbes Rankings: The best financial security professionals in the United States Background: Warren, 58, graduated with an accounting degree from the State […]

3 questions investors should ask their financial professional and which disclosure should answer them

Asking for advice is common human behavior in the face of any challenge. Starting to invest can certainly seem daunting when financial literacy is not common and the transition from retirement to 401 (k) s puts more strain on individuals. So while it’s understandable for investors to seek advice from professionals in the industry, many […]

Julie Jason: Are you hiring a financial professional? 20 minutes of homework | Julie jason

Do you hate homework? How about 20 minutes of homework to check the background of the finance professional you want to hire? Here’s how. Start with BrokerCheck (brokercheck.finra.org), a free tool from FINRA (the financial sector regulator). As you can guess from the name, FINRA regulates the brokerage industry. On BrokerCheck, select the “individual” tab. […]

Azur Associates’ M&A and Business Advisory Growth Continues, Adding Financial Professional Tracy Baron Garcia

Advertising NAPA, CA, July 7, 2021 – – Pat DeLong, founder of Napa Valley-based fine beverage consultancy Azur Associates, announced the addition of Tracy Baron Garcia to the team as Vice President, Finance and Strategy. “Since we started our consulting business just two years ago, we have seen a huge demand for our services. Azure’s […]

Former financial professional accused of embezzlement of Jewish Federation and The Philly POPS! | USAO-EDPA

PHILADELPHIA – Acting United States lawyer Jennifer Arbittier Williams has announced that Cheryl Lutts, 42, of Philadelphia, Pa., Has been arrested and charged with indictment of wire fraud and mail fraud. These charges arose out of Lutts’ employment with the Jewish Federation of Greater Philadelphia and its affiliate, the Jewish Exponent, and later, the Encore […]

Cougar Cup: Presented by the Prudential Finance Professionals Internship Program

Cougar CupCHAMPION 2020-2021:Women’s football The Cougar Cup Challenge is played by all college sports teams at SIUE. Student-athletes representing their teams will compete against other teams to earn points in three different categories. The competition focuses on developing leadership skills, teamwork, supporting other athletes and academic achievement. Here are the three ways to earn points: […]

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