Category: Financial advisor

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Financial Voya says it has launched a new digital workplace benefits platform aimed at giving users a consolidated “one-stop-shop” view of their finances. The new platform, called myVoyage, is designed to show employees their benefits, such as 401(k) and unqualified accounts; health savings accounts; personal bank, credit card and brokerage accounts; and insurance and loans. […]

Financial advisor advertises financial planning services for firefighters and first responders

Local heritage advisor launches program exclusively for first responders Rockville, Maryland – September 15, 2022 – James Pessagno, a reputable financial advisor at CIC Wealth, is pleased to unveil the Firefighter Family Protector program, a financial planning process designed to help first responders and their families prepare for any potential future challenges. As one of […]

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Merrill Wealth Management pledged $1.25 million to fund scholarships and other initiatives sponsored by The CFP Board Financial Planning Center. Merrill’s donation will help fund the CFP Board’s fifth annual Diversity Summit, to be held October 27-28, with the goal of connecting financial services firms with qualified candidates, particularly candidates from the minorities. Merrill will […]

Dealing with “silent abandonment” as a financial adviser

Andrew Caldwell, director of the human resources advisory line at Peninsula Canada, said professionals who are paid primarily for performance, either through commissions or bonuses, are likely at low risk of succumbing to silent shutdown, a- he declared. “These people are motivated, and if they’re not making money, they’re still going to move on,” he […]

Edward Jones adds financial adviser, Credit Union of Colorado offers advice during National Readiness Month – Canon City Daily Record

Edward Jones financial adviser Jacob D. Francis recently announced that financial adviser Christian Pineda joined the Cañon City office on August 30. “I’m really looking forward to working with Jake and Sue,” Pineda said. “I will have all the benefits of working with an experienced investment professional while getting to know local investors.” “Edward Jones […]

DA Davidson acts as exclusive financial advisor to leading trading card market PWCC on its $175 million credit facility with WhiteHawk Capital

NEW YORK–(BUSINESS WIRE)–DA Davidson & Co. today announced that it has served as exclusive financial advisor to the leading trading card marketplace PWCC Marketplace, LLC, as well as its subsidiaries PWCC Services, LLC and PWCC Vault, LLC (collectively PWCC) on a $175 million new asset – leveraged credit facility (the financing) led by WhiteHawk Capital […]

Local Financial Advisor Joins Family Business in Greenville, SC

David Means, former senior financial adviser and vice president of investments for Wells Fargo Advisors in Hendersonville, will join Means Wealth Management, a registered investment adviser in Greenville, SC, as the new senior vice president, according to a press release. Means is the son of current Chairman Paul Means and grandson of Means founder David […]

A Couple Walks into a Financial Advisor’s Office: A Remarkable Case Story

When “Sam” and “Joyce” (I’ve changed their names and blurred some personal details to protect their privacy) walked into my office about 10 years ago, all I knew about them was that they had made the appointment after seeing me on local media, somewhat cryptically telling my assistant that they “had questions about a situation”. […]

Financial advisor Reid Hamblet presents financial planning at Edward Jones while balancing family, community and baseball

Ohen Reid Hamblet decided to invest his signing bonus after being drafted at age 21 by the Baltimore Orioles in 2005, he probably didn’t imagine his later career would involve helping others manage their finances. . But that is exactly what happened to the former Olympia High School (OHS): Hamblet is now a financial advisor […]

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Recent Record Settlements JP Morgan and Morgan Stanley Reaches with regulators over communications from their employees took years to prepare, according to dispatches. The Security and Exchange Commission and the Commodity Futures Trading Commission grew increasingly frustrated with not being able to investigate messages from finance professionals because companies were not properly monitoring and archiving […]

IQ Financial Advisor – Content Page

A Financial Sector Regulatory Authority arbitration panel recommended expunging former retiree’s file Morgan Stanley Financial Advisor. Marileigh Hensley joined the financial services industry in 1985, registering with Morgan Stanley when she was known as Morgan Stanley Smith Barney, according to her LinkedIn profile. She remained with the company until January this year, when she retired, […]

Pinnacle Financial Partners Hires Veteran Financial Advisor in Greensboro

Chris Hodgin joins the Green Valley team August 03, 2022 Veteran banker Chris Hodgin has joined Pinnacle Financial Partners as a financial adviser in the Green Valley Road office. “Chris has a long and successful career in the Greensboro market and consistently provides customers with effective service and advice,” said Jerry Bailey, Pinnacle’s regional manager […]

Local Financial Advisor Offers Advice On What To Do If You Win The $1.28 Billion Mega Millions Jackpot | KTVE

MONROE, The. (KTVE/KARD) – What would life be like if you won the Mega Millions jackpot? The Mega Millions jackpot has now reached $1.28 billion, making it the second largest Mega Millions jackpot in history. KTVE spoke with Michael J. Fulco, a local financial advisor with over 30 years of experience, who says don’t make […]

Leicestershire wellness expert launches new career as financial adviser

CAREER CHANGE: Stephanie Smith Submitted by Ambitious PR A Leicestershire Pilates and wellness expert who moved into the role after a riding accident has launched a new career in financial advice. Stephanie Smith, 54, a business development and communications professional, had to rethink her career after the accident and start a business as a Pilates […]

JD Power Financial Advisor Satisfaction Ranking 2022

As financial advisors navigate their clients through market volatility and inflation, they’re looking more critically than ever at their current brokerage firms, according to a new survey. Registered representatives at nine of the 13 wealth managers ranked in JD Power’s annual Advisor Satisfaction Survey received lower scores than the previous year. At least 15% of […]

B Magazine: Financial Advisor Works For ‘Health Wealth’ Through Lifestyle Medicine (07/01/22)

Cheryl Mothes, Financial Advisor to Edward Jones, Natural Nutrition Advisor and Co-Owner of Fresh Healthy Café in Cape Girardeau Photo by Jasmine Jones Cheryl Mothes, financial advisor to Edward Jones, natural health nutrition consultant and co-owner of the Fresh Healthy Café in Cape Girardeau, was getting ready for work one morning in 2019 when she […]

Financial Advisor Vs. Financial Planner – Forbes Advisor

Editorial Note: We earn a commission on partner links on Forbes Advisor. Commissions do not affect the opinions or ratings of our editors. Although the terms financial advisor and financial planner are often used interchangeably, there are distinct differences between these two types of professionals. If you’re hesitating between a financial advisor and a financial […]

How to Find a Financial Advisor for Dentists » Helpful Wiki Financial Advisors

Dentistry is a unique profession. Dentists work in small businesses in highly regulated industries that can be financially and physically taxing. What other professionals have to spend the majority of their days hunched over with their mouths open? While suffering from a hunch might not sound like something a dental financial advisor could help you […]

UBS Private Wealth Management hires $500 million team of financial advisors in Washington, DC

WASHINGTON–(BUSINESS WIRE)–UBS Private Wealth Management today announced that wealth management advisors Mikail Qazi and Timothy Martin have joined the firm in Washington, DC. The team manages approximately $500 million in client assets for high net worth and ultra high net worth individuals and families. Mikail and Timothy join the UBS Northeast Private Wealth market, managed […]

Watch Your Money: Expert Advice for This Financial Advisor Support Specialist Who Wants to Build Generational Wealth | New

Use: Financial advisor support specialist (advice and business plans for financial advisors) Salary: Base salary $60,000, bonuses not included. Annual income is $90,000 Financial goal: Save $100,000 in a family trust Mum of four and career woman Jovon Willis wants to make generational wealth a way of life for his family. “People talk about generational […]

IQ Financial Advisor – Content Page

Competitora partnership of independent wealth managers affiliated with Raymond James Financial Servicesadded a team of four financial advisors from Wells Fargo. Marc Sullivan, Michael Schulz, E.Steelman Ketchum and C. Shawn Roberts – who have worked together in the Wirehouse channel for nearly two decades – have formed Vision Wealth Advisors in Columbia, South Carolina, joining […]

IQ Financial Advisor – Content Page

Financial planning is not just about crunching numbers and making projections, like a book published by the Board of Certified Financial Planners Standards seeks to highlight the importance of psychology to the profession. The CFP Board published “The Psychology of Financial Planning” in April, which explores what Joseph Maugerigeneral manager of business relations, described as […]

Zinnov is exclusive financial advisor to Cyient in its acquisition of Celfinet

NEW YORK, June 7, 2022 /PRNewswire/ — Zinnov, a leading global management consulting and strategy advisory firm, acted as exclusive financial advisor to Cyient, a leading advisory-focused, industry-focused global technology solutions company, in its acquisition by Celfinet. Based at Lisbon, PortugalCelfinet is a global wireless engineering services company focused on providing end-to-end network planning and […]

Springfield’s financial adviser explains how the worst bond market since 1842 will rebound

SPRINGFIELD, Mo. (KY3) — The start of 2022 has been a volatile one for investors, and a sure bet doesn’t hit as hard. Stephen Evans, certified financial planner and owner of Evans Wealth Planning in Springfield, said the bond market was crazy. “It’s pretty, pretty crazy to think that you wouldn’t expect this asset class […]

IQ Financial Advisor – Content Page

Focus Financial Partners declares to have concluded an agreement for Grecu Capital Management join your partner firm Buckingham Strategic Heritage. Grecu takes an approach to investing based on academic research and provides independent financial planning and wealth management services to high net worth individuals, business owners, executives and healthcare professionals, according to Focus. The registered […]

Forbes Honors Tyler’s Financial Advisor as Top Wealth Advisor in the State of Texas for 2022 | Business

Forbes honors Tyler’s financial adviser A financial adviser to Tyler recently received two awards from Forbes. Jennifer Sampson, who serves as Senior Vice President of Wealth Management and Senior Portfolio Manager at UBS Financial Services, has been honored as the State of Texas’ Top Wealth Advisor for 2022. Sampson began her career at Fidelity Investments […]

Do I need a financial divorce counselor? | Financial advisors

Divorce can be a painful and exhausting process both emotionally and financially. The way it shakes also affects the rest of your life. “Because divorce can be complicated, emotionally charged and have lasting consequences, getting qualified advice in a timely manner can provide many short- and long-term benefits,” says Jeff Spivack, senior financial planner at […]

Stay on top of things with Andina Advisors Financial Advisor in Lehi, UT

Andina Advisors is focused on assisting individuals, families and business owners in creating a legacy of wealth. They have helped many clients create solid plans for investments, taxes and estate planning. Led by a team of seasoned professionals, Andina Advisors are dedicated to providing essential services such as risk management and estate planning to individuals, […]

IQ Financial Advisor – Content Page

Vestia Personal Wealth Advisors focuses on serving a niche clientele: high-income physicians. The Fort Wayne, Indiana-based registered investment advisory firm was established in January 2018. It currently serves 530 client households with $500 million in assets, according to the partner and managing director. Lauren Oschman. High-income doctors — those earning more than $400,000 a year, […]

Financial Advisor Christine Gustafson and Her Team Join Ameriprise with Over $450 Million in Client Assets | News

MINNEAPOLIS–(BUSINESS WIRE)–May 10, 2022– Private Wealth Advisor Christine Gustafson, founder and managing director of Phoenix Wealth Management, recently joined Ameriprise Financial, Inc. (NYSE: AMP) from UBS with more than $450 million in client assets. Gustafson and his team operate from their office in Phoenix. They chose Ameriprise because of the company’s long-standing commitment to financial […]

Massingill Recognized as One of Edward Jones’ Top Financial Advisors

Ellysa Harris, Plainview Herald May 6, 2022 Gary Massingill was recently recognized as one of Edward Jones’ top financial advisors. The firm hosted a managing partner conference in Arizona late last month to celebrate the accomplishments and contributions of the organization’s top 400 advisers. The company has about 19,000. “These financial advisors have demonstrated an […]

Has your financial advisor created a contingency plan for you? – St George News

Stock image | Photo by BrianAJackson/iStock/Getty Images Plus, St. George News FEATURE – If your advisor died or became incapacitated, do you know who would step in to manage your account? Stock image | Photo by nito100/iStock/Getty Images Plus, St. George News Almost everyone who has started the task of shaping their ideal retirement probably […]

Why people who use a financial advisor are more successful than those who don’t – Twin Cities

One of the most baffling things about our business is that only about four in 10 Americans choose to work with a financial advisor, even though it’s been shown by numerous academic and industry studies to produce better results for investors. Why aren’t more people using an advisor? Many believe they can manage their investments […]

LPL’s Financial Advisor Workforce Surpasses 20,000

LPL Financial has pushed its industry-leading adviser headcount to more than 20,000 and beat first-quarter profit estimates despite falling stock markets, leading to lower client assets. Quarterly earnings statements published on Thursday show increased profits, revenue and planners for the nation’s largest independent broker and CEO Dan Arnold said in prepared statements that the company […]

IQ Financial Advisor – Content Page

A former financial adviser faces charges of embezzling more than $300,000 from one of his consulting clients. On Wednesday, authorities arrested Adam Belardinomanaging director of a New York-based financial advisory firm Maddox Groupand unsealed an indictment charging him with fraud, according to the U.S. Attorney’s Office for the Southern District of New York. Belardino allegedly […]

Ontario to Regulate Use of Financial Advisor and Planner Titles

Breadcrumb Links MoneyWise Canada future money New legislation designed to protect consumers from misguided financial advice Author of the article: Jirapong Manustrong/Shutterstock Content of the article Unless you live in Quebec, you can call yourself a financial planner or financial advisor without any professional credentials to prove it. Advertisement 2 This ad has not loaded […]

Lisa Detanna Named One of Barron’s Top 100 Financial Advisors | News

BEVERLY HILLS, Calif.–(BUSINESS WIRE)–April 20, 2022– On behalf of Raymond James, we are proud to announce that Lisa Detanna has been named by Barron’s to the Top 100 Financial Advisors of 2022 list, which highlights one hundred top performing advisors across the country. This press release is multimedia. View the full press release here: https://www.businesswire.com/news/home/20220420006174/en/ […]

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LPL Financial said to have attracted an experienced financial adviser from Morgan Stanley. Cedar Rapids, based in Iowa Lisa Tesara second-generation consultant who followed her father into the industry, joined Linsco by LPLthe company employee advisor model, Tesar Group Financial and Investment Planning by LPL Financialaccording to LPL. Tesar oversees about $260 million in advisory, […]

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Focus Financial Partners declares to have concluded an agreement for Holloway Wealth Management join your partner firm ARS Group Wealth Advisors. Founded in 2005, Holloway provides wealth management and investment services to affluent professionals, business owners, retirees and their families primarily in the Gainesville, Florida area, according to Focus. The firm also offers financial planning […]

Protection of the title of financial planner and financial adviser

Toronto, Ontario, March 23, 2022 (GLOBE NEWSWIRE) — Advocis, the Association of Financial Advisors of Canada, commends the Minister of Finance for approving FSRA’s Financial Professionals Title Protection Rule. The related rules and guidelines will come into effect once the related legislation is proclaimed in force on March 28, 2022. This initiative creates minimum standards […]

Financial Advisor IQ – Content Page

Wealth of the Sanctuary said EverNest Financial Advisors joined his network and also took a minority stake in the registered Indianapolis-based investment advisory firm. EverNest has more than $390 million in client assets and provides financial planning and investment advisory services to high-net-worth individuals and families as well as nonprofits, according to Sanctuary. EverNest’s specialties […]

IQ Financial Advisor – Content Page

An industry lobby group applauds the Ministry of Labourthe failure of the courts to strike down a Trump-era rule on the distinction between employees and independent contractors. On Tuesday, the U.S. District Court for the Eastern District of Texas ruled that the DOL’s decision last May to delay and withdraw its independent contractor rule violated […]

Wine Down Wednesday – Tampa Top Attorney & Local Author/Financial Advisor!, Tampa FL – March 23, 2022

Start spring with a glass of wine, light bites, and a can’t-miss lesson in love. Spring cleaning is more than organizing your closet. It’s about getting your paperwork in order, planning for your family’s future, and preparing your own legacy so that those you love most never have to worry about your wants and needs. […]

Choosing a Financial Advisor: Five Mistakes to Avoid

ORLANDO, FL. (Ivanhoe Newswire) – A 2020 Northwest Mutual Survey found that 71% of Americans agree their financial planning needs improvement. Yet only 29% work with a financial advisor. While these experts can help you get the most out of your investments, you need to be careful about choosing the right one. With all the […]

IQ Financial Advisor – Content Page

the Financial Sector Regulatory Authority reminds member firms of their obligations when it comes to trading complex products and options and solicits feedback on best practices and possible rule changes. The industry’s self-regulator warns companies that while trading in such products “can potentially expand investment opportunities for retail investors”, it also poses risks for inexperienced […]

IQ Financial Advisor – Content Page

The Covid-19 pandemic appears to have made female investors more proactive when it comes to their finances – as well as being cooler than their male counterparts, according to a recent survey. Faced with a financial crisis, only 8% of women liquidated their retirement accounts, compared to 15% of men who did, At national scale […]

In Most ‘Good Marriages,’ Money ‘Gives Evenly’, Says Financial Advisor: Here’s Why

If you’re among the record number of Americans getting married in 2022, you may have started thinking about how you and your partner are going to manage your finances. “I try not to be too preachy, but in my experience working with couples, in most good marriages there’s this feeling of ‘we’re completely in this […]

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the Financial Sector Regulatory AuthorityThe arbitration forum is currently under intense scrutiny following a court ruling that Wells Fargo Advisors and his attorney “manipulated” the arbitrator selection process. On February 1, the Public Investors Advocate Bar Association called for an investigation into Finra’s arbitration process after the judge Belinda Edwards of Fulton County Superior Court […]

A financial adviser discusses the potential impact of the Russian-Ukrainian conflict

(WTNH) – The Russian-Ukrainian conflict has raised a lot of fears for security and the global economy. We’re stretching your dollar with what financial advisers say can impact us here at home. It’s been a year of financial uncertainty, from inflation to supply chain issues around the holidays, now the conflict in Ukraine is causing […]

Choosing a Financial Advisor: Five Mistakes to Avoid

ORLANDO, FL. (Ivanhoe Newswire) – A 2020 Northwest Mutual Survey found that 71% of Americans agree their financial planning needs improvement. Yet only 29% work with a financial advisor. While these experts can help you get the most out of your investments, you need to be careful about choosing the right one. With all the […]

Commissioners obtain the services of a professional financial advisor | Local News

The county commissioners hired a financial advisory firm in hopes of improving the county’s returns on its investments. On the recommendation of Williams County Treasurer Kellie Gray, commissioners signed a one-year deal with Cincinnati-based Redtree Investment Group on Thursday after reviewing details of the deal and general discussion of some plans specific action with Ryan […]

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Raymond James Financial said to have attracted an experienced financial adviser from RBC Capital Markets. Matt Vanden Heuvel joined Raymond James & Associates, the company’s employee counseling channel, in Appleton, Wisconsin, according to the company. He is accompanied by a senior investment portfolio analyst Jenna Mielke and Senior Customer Service Associate Cindy O’Briensaid Raymond James. […]

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Blucorait’s Avantax said to have acquired a Washington-based financial planning practice. The latest addition is Gene Bell & Associatesled by a certified financial planner Gene Bellwhich has been affiliated with Avantax for several years, according to the firm. Bell, which is also a registered agent with the Internal Revenue Servicehas worked in the financial services […]

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