Category: Financial advisor

Forbes Honors Tyler’s Financial Advisor as Top Wealth Advisor in the State of Texas for 2022 | Business

Forbes honors Tyler’s financial adviser A financial adviser to Tyler recently received two awards from Forbes. Jennifer Sampson, who serves as Senior Vice President of Wealth Management and Senior Portfolio Manager at UBS Financial Services, has been honored as the State of Texas’ Top Wealth Advisor for 2022. Sampson began her career at Fidelity Investments […]

Do I need a financial divorce counselor? | Financial advisors

Divorce can be a painful and exhausting process both emotionally and financially. The way it shakes also affects the rest of your life. “Because divorce can be complicated, emotionally charged and have lasting consequences, getting qualified advice in a timely manner can provide many short- and long-term benefits,” says Jeff Spivack, senior financial planner at […]

Stay on top of things with Andina Advisors Financial Advisor in Lehi, UT

Andina Advisors is focused on assisting individuals, families and business owners in creating a legacy of wealth. They have helped many clients create solid plans for investments, taxes and estate planning. Led by a team of seasoned professionals, Andina Advisors are dedicated to providing essential services such as risk management and estate planning to individuals, […]

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Vestia Personal Wealth Advisors focuses on serving a niche clientele: high-income physicians. The Fort Wayne, Indiana-based registered investment advisory firm was established in January 2018. It currently serves 530 client households with $500 million in assets, according to the partner and managing director. Lauren Oschman. High-income doctors — those earning more than $400,000 a year, […]

Financial Advisor Christine Gustafson and Her Team Join Ameriprise with Over $450 Million in Client Assets | News

MINNEAPOLIS–(BUSINESS WIRE)–May 10, 2022– Private Wealth Advisor Christine Gustafson, founder and managing director of Phoenix Wealth Management, recently joined Ameriprise Financial, Inc. (NYSE: AMP) from UBS with more than $450 million in client assets. Gustafson and his team operate from their office in Phoenix. They chose Ameriprise because of the company’s long-standing commitment to financial […]

Massingill Recognized as One of Edward Jones’ Top Financial Advisors

Ellysa Harris, Plainview Herald May 6, 2022 Gary Massingill was recently recognized as one of Edward Jones’ top financial advisors. The firm hosted a managing partner conference in Arizona late last month to celebrate the accomplishments and contributions of the organization’s top 400 advisers. The company has about 19,000. “These financial advisors have demonstrated an […]

Has your financial advisor created a contingency plan for you? – St George News

Stock image | Photo by BrianAJackson/iStock/Getty Images Plus, St. George News FEATURE – If your advisor died or became incapacitated, do you know who would step in to manage your account? Stock image | Photo by nito100/iStock/Getty Images Plus, St. George News Almost everyone who has started the task of shaping their ideal retirement probably […]

Why people who use a financial advisor are more successful than those who don’t – Twin Cities

One of the most baffling things about our business is that only about four in 10 Americans choose to work with a financial advisor, even though it’s been shown by numerous academic and industry studies to produce better results for investors. Why aren’t more people using an advisor? Many believe they can manage their investments […]

LPL’s Financial Advisor Workforce Surpasses 20,000

LPL Financial has pushed its industry-leading adviser headcount to more than 20,000 and beat first-quarter profit estimates despite falling stock markets, leading to lower client assets. Quarterly earnings statements published on Thursday show increased profits, revenue and planners for the nation’s largest independent broker and CEO Dan Arnold said in prepared statements that the company […]

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A former financial adviser faces charges of embezzling more than $300,000 from one of his consulting clients. On Wednesday, authorities arrested Adam Belardinomanaging director of a New York-based financial advisory firm Maddox Groupand unsealed an indictment charging him with fraud, according to the U.S. Attorney’s Office for the Southern District of New York. Belardino allegedly […]

Ontario to Regulate Use of Financial Advisor and Planner Titles

Breadcrumb Links MoneyWise Canada future money New legislation designed to protect consumers from misguided financial advice Author of the article: Jirapong Manustrong/Shutterstock Content of the article Unless you live in Quebec, you can call yourself a financial planner or financial advisor without any professional credentials to prove it. Advertisement 2 This ad has not loaded […]

Lisa Detanna Named One of Barron’s Top 100 Financial Advisors | News

BEVERLY HILLS, Calif.–(BUSINESS WIRE)–April 20, 2022– On behalf of Raymond James, we are proud to announce that Lisa Detanna has been named by Barron’s to the Top 100 Financial Advisors of 2022 list, which highlights one hundred top performing advisors across the country. This press release is multimedia. View the full press release here: https://www.businesswire.com/news/home/20220420006174/en/ […]

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LPL Financial said to have attracted an experienced financial adviser from Morgan Stanley. Cedar Rapids, based in Iowa Lisa Tesara second-generation consultant who followed her father into the industry, joined Linsco by LPLthe company employee advisor model, Tesar Group Financial and Investment Planning by LPL Financialaccording to LPL. Tesar oversees about $260 million in advisory, […]

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Focus Financial Partners declares to have concluded an agreement for Holloway Wealth Management join your partner firm ARS Group Wealth Advisors. Founded in 2005, Holloway provides wealth management and investment services to affluent professionals, business owners, retirees and their families primarily in the Gainesville, Florida area, according to Focus. The firm also offers financial planning […]

Protection of the title of financial planner and financial adviser

Toronto, Ontario, March 23, 2022 (GLOBE NEWSWIRE) — Advocis, the Association of Financial Advisors of Canada, commends the Minister of Finance for approving FSRA’s Financial Professionals Title Protection Rule. The related rules and guidelines will come into effect once the related legislation is proclaimed in force on March 28, 2022. This initiative creates minimum standards […]

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Wealth of the Sanctuary said EverNest Financial Advisors joined his network and also took a minority stake in the registered Indianapolis-based investment advisory firm. EverNest has more than $390 million in client assets and provides financial planning and investment advisory services to high-net-worth individuals and families as well as nonprofits, according to Sanctuary. EverNest’s specialties […]

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An industry lobby group applauds the Ministry of Labourthe failure of the courts to strike down a Trump-era rule on the distinction between employees and independent contractors. On Tuesday, the U.S. District Court for the Eastern District of Texas ruled that the DOL’s decision last May to delay and withdraw its independent contractor rule violated […]

Wine Down Wednesday – Tampa Top Attorney & Local Author/Financial Advisor!, Tampa FL – March 23, 2022

Start spring with a glass of wine, light bites, and a can’t-miss lesson in love. Spring cleaning is more than organizing your closet. It’s about getting your paperwork in order, planning for your family’s future, and preparing your own legacy so that those you love most never have to worry about your wants and needs. […]

Choosing a Financial Advisor: Five Mistakes to Avoid

ORLANDO, FL. (Ivanhoe Newswire) – A 2020 Northwest Mutual Survey found that 71% of Americans agree their financial planning needs improvement. Yet only 29% work with a financial advisor. While these experts can help you get the most out of your investments, you need to be careful about choosing the right one. With all the […]

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the Financial Sector Regulatory Authority reminds member firms of their obligations when it comes to trading complex products and options and solicits feedback on best practices and possible rule changes. The industry’s self-regulator warns companies that while trading in such products “can potentially expand investment opportunities for retail investors”, it also poses risks for inexperienced […]

Do you need an estate planning financial advisor?

An estate plan is a set of documents outlining how you want your assets to be distributed upon your death or incapacity. Along with retirement planning, risk management and investments, an estate plan is a fundamental part of a comprehensive financial plan. Financial advisors help clients prepare estate plans by working with them to clarify […]

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The Covid-19 pandemic appears to have made female investors more proactive when it comes to their finances – as well as being cooler than their male counterparts, according to a recent survey. Faced with a financial crisis, only 8% of women liquidated their retirement accounts, compared to 15% of men who did, At national scale […]

In Most ‘Good Marriages,’ Money ‘Gives Evenly’, Says Financial Advisor: Here’s Why

If you’re among the record number of Americans getting married in 2022, you may have started thinking about how you and your partner are going to manage your finances. “I try not to be too preachy, but in my experience working with couples, in most good marriages there’s this feeling of ‘we’re completely in this […]

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the Financial Sector Regulatory AuthorityThe arbitration forum is currently under intense scrutiny following a court ruling that Wells Fargo Advisors and his attorney “manipulated” the arbitrator selection process. On February 1, the Public Investors Advocate Bar Association called for an investigation into Finra’s arbitration process after the judge Belinda Edwards of Fulton County Superior Court […]

A financial adviser discusses the potential impact of the Russian-Ukrainian conflict

(WTNH) – The Russian-Ukrainian conflict has raised a lot of fears for security and the global economy. We’re stretching your dollar with what financial advisers say can impact us here at home. It’s been a year of financial uncertainty, from inflation to supply chain issues around the holidays, now the conflict in Ukraine is causing […]

Choosing a Financial Advisor: Five Mistakes to Avoid

ORLANDO, FL. (Ivanhoe Newswire) – A 2020 Northwest Mutual Survey found that 71% of Americans agree their financial planning needs improvement. Yet only 29% work with a financial advisor. While these experts can help you get the most out of your investments, you need to be careful about choosing the right one. With all the […]

Commissioners obtain the services of a professional financial advisor | Local News

The county commissioners hired a financial advisory firm in hopes of improving the county’s returns on its investments. On the recommendation of Williams County Treasurer Kellie Gray, commissioners signed a one-year deal with Cincinnati-based Redtree Investment Group on Thursday after reviewing details of the deal and general discussion of some plans specific action with Ryan […]

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Raymond James Financial said to have attracted an experienced financial adviser from RBC Capital Markets. Matt Vanden Heuvel joined Raymond James & Associates, the company’s employee counseling channel, in Appleton, Wisconsin, according to the company. He is accompanied by a senior investment portfolio analyst Jenna Mielke and Senior Customer Service Associate Cindy O’Briensaid Raymond James. […]

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Blucorait’s Avantax said to have acquired a Washington-based financial planning practice. The latest addition is Gene Bell & Associatesled by a certified financial planner Gene Bellwhich has been affiliated with Avantax for several years, according to the firm. Bell, which is also a registered agent with the Internal Revenue Servicehas worked in the financial services […]

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the United Negro College fonds says he has expanded a scholarship program with which he runs JP Morgan Wealth management for black students studying any major to help them start a career as a financial advisor. Launched in 2021, the program added six more historically black colleges and universities, for a total of 17, whose […]

DA Davidson & Co. Acts as Exclusive Financial Advisor to Protecht Group on its Significant Growth Investment from Arrowroot Capital | News

PORTLAND, Ore.–(BUSINESS WIRE)–February 14, 2022– DA Davidson & Co. today announced that it has served as exclusive financial advisor to Protecht, securing a significant growth capital investment from Arrowroot Capital, a leading investor in B2B software solutions. Protecht has redefined the way the world thinks about risk management with the most comprehensive, advanced and cost-effective […]

Libby Miller deceased and obituary, financial adviser

Libby is a financial advisor and a CERTIFIED FINANCIAL PLANNER™ professional. She personalizes strategies to help her clients achieve their financial goals and grow their wealth. Libby truly enjoys taking the time to get to know her clients and their loved ones. She believes understanding family dynamics, motivations and values ​​is a key part of […]

Wendy Williams’ ex-financial adviser sees signs of exploitation amid her ongoing health struggles

WENN/Derrick Salters In a letter sent to a judge in response to Wendy’s request to unfreeze her bank account, Wells Fargo cites Lori Schiller’s claim that the TV host’s friends warned her about leeches financially exploiting the sick star. AceShowbiz – Wells Fargo argues in favor of its decision to freeze wendy williams‘ assets. Following […]

A&W Capital Acts as Exclusive Financial Advisor to CVC Capital Partners in Their Winning $750 Million Bid for Ahmedabad’s IPL Franchise

NNA | Update: February 10, 2022 2:21 p.m. STI New Delhi [India]February 10 (ANI/NewsSee): Following CVC’s official unveiling of the Gujarat Titans yesterday – the new name of the private equity-backed IPL franchise – A&W Capital is also pleased to announce its role as exclusive financial advisor to CVC for his win bid for the […]

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JP Morgan settled his lawsuit against Cresset related to the alleged poaching of several advisers. In 2019, JPMorgan accused Cresset CEO and Co-Chairman Douglas Regan to sue JPMorgan staff for breach of their contractual obligations with the bank, according to an arbitration request filed with the American Arbitration Association through JPMorgan Securities and JPMorgan Chase. […]

Christiaan Wessels – Financial Advisor

Futurum Financial Group (Pty) Ltd (FFG) was established on October 1, 1998. FFG has handed over our experience and resources since then. We provide transparent and tailor-made insurance and risk solutions to South Africa’s leading public companies, thousands of private companies and many other individuals. FFG is a leading independent financial services company, offering a […]

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the Financial Sector Regulatory Authority decided to prohibit a dismissal Morgan Stanley financial adviser who allegedly defrauded his professional athlete clients. Morgan Stanley fired the adviser, Daryl Mathew Cohenin March 2021 regarding allegations related to his “activities with outside clients and transactions not disclosed or approved by Morgan Stanley and use of an unapproved platform […]

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Creative planning says he made another acquisition, this time in the greater St. Louis area. The latest addition is Paradigm Financial Advisorsa registered owner-operated investment advisory firm Jim Red which offers financial planning, investment management, tax planning and multigenerational estate planning to high net worth clients and their families, according to Creative Planning. Paradigm oversees […]

G2 Capital Advisors acted as exclusive financial advisor to Vitalyst, a portfolio company of Baird Capital, on its sale to Alithya (NASDAQ: ALYA)

G2 acted as selling advisor to Vitalyst, a portfolio company of Baird Capital, on its sale to Alithya (NASDAQ: ALYA) Tweet that SITUATIONVitalyst and former owner Baird Capital Partners (“Baird”) sought to strengthen the company’s position as a leading technology services provider by leveraging its extensive experience in e-learning and long-standing partnership date with Microsoft. […]

What is a Financial Advisor?

What is a Financial Advisor? A financial advisor is someone who helps clients assess their finances and develop a plan to achieve their financial goals. To help their customers, financial advisors can provide a variety of services, from creating a holistic financial plan to determining which investments to buy or even managing those investments for […]

CornerCap Adds Financial Advisor Ian Clemens to its Growing Team | News

ATLANTE, January 27, 2022 /PRNewswire/ — CornerCap Wealth Advisors today announced the addition of Ian Clemens to the growing team of the financial services company. As the company’s newest wealth management strategist, Ian Clemens focuses on the Xennial microgeneration, whose members are now reaching key financial milestones in their lifetime. Xennials are the micro-generation at […]

Women’s Success Series will feature a financial advisor

The next featured speaker in the Women’s Success series will be Kiley Kendall, Financial Advisor and Limited Partner at Edward Jones Investments. Kendall opened the first female-led financial counseling office in Tuscarawas County in 2013. She is passionate about educating her clients and partnering with them to develop and achieve their unique personal goals. She […]

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This year the Certified Financial Planner Standards Board will prioritize financial education and the search for new talent, says new board chairman Kamila Elliott. Many people who become CFP professionals do so after working in a registered investment advisory firm or in corporate positions, but the CFP board wants to “deepen” via outreach to high […]

DA Davidson & Co. Acts as Exclusive Financial Advisor to SalesRabbit in Its Major Growth Investment from Diversis Capital | News

SALT LAKE CITY–(BUSINESS WIRE)–January 20, 2022– DA Davidson & Co. today announced that it has served as exclusive financial advisor to SalesRabbit, the leading provider of sales enablement software for outside sales teams, by securing a significant growth equity investment from Diversis Capital. Based in Lehi, Utah and founded in 2013, SalesRabbit offers an end-to-end […]

What does a financial adviser do?

Prospective students and working professionals may be intrigued by what a financial advisor does for a living. These industry professionals use their expertise in tax and investments, real estate and insurance to recommend financial plans to individuals. Financial advisors assess a client’s assets, cash flows, and liabilities as well as their tax status and insurance […]

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LPL Financial says an adviser with about $750 million in client assets has started an independent practice with the company through its network of independent advisers. Hugues Lau, based in Lincoln, Nebraska, launched Lau Financial Group in affiliation with LPL Strategic Wealth Services, says the firm. He shifted his practice from D.A. Davidson and is […]

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RBC Wealth Management expands in Buckeye State with the addition of a team of advisors from Merrill Lynch serving about $525 million who will run a new branch in Toledo, according to the company. TWDS Group understand Robert Thompson, David Williams, Michel Donahue, Debra Sendelbach and senior investment partner Rawanne Smili, according to RBC. The […]

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A Financial Sector Regulatory Authority arbitration panel ruled in favor of Merrill Lynch and one of his financial advisers in a lawsuit against the company accusing him of negligence. The Amended and Restated Julian I. Stoopler Living Trust filed a lawsuit in July 2020 accusing Merrill of negligence, breach of fiduciary duty and breach of […]

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Raymond James appointed the former head of wealth planning and personal trust at Fidelity Investments senior vice president of private wealth management, the company said. Kevin ruth also previously oversaw the creation of private heritage programs at Merrill Lynch and UBS during his career of more than 25 years, according to Raymond James. He joins […]

Financial advisor Richard M. Spencer loses viral value

Leading financial services provider Spencer Financial Group receives rave reviews following publication of viral video on tax savings for entrepreneurs The Spencer Financial Group team, led by forward-thinking and passionate financial expert Richard M. Spencer, is not slowing down in their quest to help as many people as possible achieve their various financial goals as […]

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Mariner Heritage Advisors said to have acquired Granite Investment Advisors, a registered investment advisory firm based in Concord, New Hampshire. Mariner simultaneously added advisers Martha cottrill and Ed taylor, who were previously with the company RIA Taylor, Cottrill, Erickson & Associates, also based in Concord, he said. Along with Cottrill and Taylor, Granite oversees approximately […]

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Group of advisers poached an experienced Wells fargo financial advisor in South Carolina. Franky lundy, who operates Columbia Capital Partners in Columbia, South Carolina, joined Advisor Group through its subsidiary Associates of the Royal Alliance and the supervisory jurisdiction office based in Salem, SC Cline financial partners, according to Advisor Group. It manages $ 125 […]

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RBC Wealth Management says its US division responsible for helping advisors develop their practices has found a new leader. Richard Beckel has been appointed senior director of RBC’s Practice, Team and Portfolio Effectiveness management group, the company said on Tuesday. A former senior consultant for the group himself, he will lead a team of six […]

How to select a financial advisor

With a New Year comes a chance to reassess your financial goals. And if you need help on the right course to reach those goals, a financial advisor can help. Choosing a trusted financial advisor is like hiring someone to work for you – it’s best to have a sense of who they are and […]

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According to a recent report, financial advisers and wealthy investors have a difference of opinion when it comes to tangible assets such as property, art collections and other valuables. While many wealth managers focus on investments, such as stocks, bonds and private equity, wealthy investors would prefer their wealth managers to take more account of […]

Integrated Partners adds Welborn Financial, completes record year of recruiting financial advisors

BOSTON–(COMMERCIAL THREAD) – Integrated Partners, a national financial planning and investment advisory firm, completes a year of record growth – adding 11 teams of financial advisers totaling approximately $ 2.5 billion in assets served – with the addition of a new team of financial advisers led by Mr. Kent Welborn, CFP, CEPA, AEP, CLU, and […]

Wall Street Financial Advisor LionTree Explores Crypto Payments By Cointelegraph

The Wall Street financial adviser who helped Amazon (NASDAQ 🙂 acquire MGM studios this year is exploring crypto payment options. LionTree, a popular financial advisor and investment bank, is studying cryptocurrencies as a payment option. At the end of the year letter, CEO Aryeh Bourkoff talks about crypto as a potential tool to empower individuals […]

financial advisor obtains CFP professional certification | News from local businesses

NEWTON – Matthew Cook, financial advisor to the Edward Jones financial services firm in Newton, has been cleared by the Certified Financial Planner Board of Standards (CFP Board) to use the CFP certification mark. Cook has successfully completed the initial CFP Board certification requirements, which include completing financial planning courses and passing a comprehensive exam. […]

Strategies of Financial Advisors to Increase Assets and Attract Better Clients

THere are many financial advisor strategies you can use to increase your assets and attract better clients. Do you want to increase your minimums to at least $ 1 million? What would your business look like if you brought in an extra $ 25 million next year? Not only do you want to attract better […]

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BNY Mellon Wealth Management has attracted David Heck from WHY, Philadelphia NPR and PBS subsidiary, where he was director of philanthropy. Heck, who has over 20 years of fundraising experience, according to his LinkedIn account, was hired as a Senior Client Strategist at BNY Mellon. In his new role, Heck works with high net worth […]

Who needs a financial advisor when the markets are on the rise?

LLike many others, I am drawn to “comeback” stories. So it’s no surprise that the story of the world’s rarest and oldest dog has stuck with me. For over 50 years, the New Guinea Mountain Wild Dog was believed to be extinct. But in the 2010s, a few reported sightings led researchers to take blood […]

What you need to know about using a financial advisor for retirement planning – Daily News

Q. I am concerned about financial advisors and their role in providing retirement planning services. Many older people fall prey to these advisers. I think the subject needs to be exposed. Can you fix this problem? RS Financial security is essential at all stages of life. This becomes even more important later in life, as […]

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Raymond James states that three teams of advisers have joined its independent advisor channel since Wells fargo and LPL Financial. Steve rider, Guillaume Pettit, Joseph Logsdon and Tim wilson we’re joining Raymond James Financial Services in Texas. Jumper, which operates Texarkana, Texas Jumper & Associés Financial Services, joined Wells Fargo, where he had $ 121 […]

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A banned financial advisor in Florida has been sentenced to more than seven years in prison for stealing millions of dollars from investors in fraudulent investment schemes. In June, Philippe Conley, of Jacksonville, Fla., pleaded guilty to one count of securities fraud, according to the United States Attorney’s Office for the Northern District of West […]

Money can buy happiness, if used to hire financial advisor, study finds

AUSTIN, Texas – (COMMERCIAL THREAD) –Herbaria & Company, an independent business management consultancy, found in its first study of consumer financial behavior that people who hire a financial advisor are three times happier than those who manage their own finances. Specifically, people who had a financial advisor were more fulfilled, grateful, intentional, and satisfied with […]

Financial Advisor’s 2022 Forecast: U.S. Equities Up, But Back to Earth

DELRAY BEACH, Florida – (COMMERCIAL THREAD) – According to InspereX’s latest survey of 260 financial advisers, only 5% of advisers expect a repeat of 2021 with the stock market rising 20% ​​or more. The majority (54%) expect the equity market to rise 10% in 2022. 28% said they expect the market to be flat, while […]

Huron Plainsman | Longtime Huron Financial Advisor Announces Retirement

HURON – Longime Ameriprise Financial Services Advisor Marla Starr has announced her retirement from the company after serving families in the Huron area for 26 years.Starr is part of Legacy Financial Partners, a private wealth management consultancy firm of Ameriprise Financial Services, LLC. “Helping families in and around Huron reach their financial goals – then […]

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Raymond James Says a trio of financial advisers who previously held $ 670 million in client assets at Merrill Lynch joined its employee advisor channel. Benjamin clauss, Doug Ellison and Brad LaRue, based in Greenville, SC, operates as Raymond James’ Clauss & Ellison group in Raymond James and associates, according to Raymond James. The team […]

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Cetera Financial says an investor acquisition program used by just over 100 of the company’s advisers is now available across its network. The program, LeadEngine, is designed to generate leads for its advisors across the United States, Cetera explains. This year, LeadEngine converted more than $ 20 million in assets for advisors currently in the […]

The pros and cons of hiring a financial advisor

Opinions expressed by Contractor the contributors are theirs. Whether it’s hiring a financial advisor or managing your own investments, you want to know what’s going on with your money. I have spoken to many people over the years, but I have yet to find someone who has shown me a meaningful value proposition. However, should […]

Do you need a financial advisor before the end of the year? Here’s how to know for sure

Think you need a financial advisor or financial planner? Deciding whether or not to add a financial advisor to your “team” can depend on a variety of reasons, both personal and practical. The end of the year might be a good time to search for your new team member. In a CNBC and Acorns Invest […]

DA Davidson Acts as Exclusive Financial Advisor to QuickFee Limited in Establishing New Multi-Currency Asset Backed Financing with Northleaf Capital Partners

NEW YORK, November 22, 2021– (BUSINESS WIRE) – DA Davidson & Co. has announced that it has acted as exclusive financial advisor to QuickFee Limited in establishing a new $ 70 million multi-currency, asset-backed financing, with Northleaf Capital Partners. QuickFee (ASX: QFE) is a fast growing financial technology company providing an innovative suite of online […]

Comparison between financial planner and financial advisor

Consumers are presented with a wide range of financial professionals, all of whom may be vying for their business. “Financial Advisor” and “Financial Planner” are popular titles for people who help consumers manage their money. Every financial planner is also a type of financial advisor, but not every financial advisor is a financial planner. There […]

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Cetera Financial said two advisory teams with over $ 532 million in combined client assets have joined its network since Raymond James. Strutzel family wealth management and Martingale Investment Group joined Cetera via Summit Financial Networks, Cetera said. Both teams are based in Schaumburg, Illinois. Strutzel, led by the father-son team David Strutzel and Matthew […]

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LPL Financial says a team of advisors have joined their employee advisor model since Wells fargo, where they had $ 745 million in client assets. Al winget, Rob benton, and Andrew Robson are affiliated with Linsco by LPL Financial in Charlotte, North Carolina, where they will be the primary tenants of that office, according to […]

Three advisors join the inclusion of LPL Financial advisers

CHARLOTTE, North Carolina, November 10, 2021 (GLOBE NEWSWIRE) – LPL Financial LLC (Nasdaq: LPLA) today announced that financial advisors Sam Cone, Jessica McNamee CFP®, CLU® and Grace Yung CFP® have joined the ‘Inclusion of advisors from the Company Council (AIC), which is made up of a diverse group of representatives with different backgrounds and specialties […]

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Ascensus, a recordkeeping service provider, third-party administrator and government savings facilitator, says it has entered into an agreement to merge with Newport Group. Newport, based in Walnut Creek, Calif., Is a retirement services provider with nearly 1,500 professionals, over $ 150 billion in retirement assets under management, and over $ 300 billion in retirement assets […]

How to become a financial advisor

If you are wondering what to do with a living, you might want to become a financial advisor. Being smart with money is more important than ever these days. Many people have lost their jobs and businesses, and they still struggle with the effects of COVID on their lives. This is where you can fill […]

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A federal grand jury has handed down a seven-count indictment against a former Ohio financial adviser who allegedly robbed investors with the help of a relative. In 2015, Thomas brenner, as president of a brokerage and investment advisory firm First American titles, allegedly conspired with an anonymous person to get Brenner’s clients to supposedly invest […]

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A consulting firm’s ability to differentiate itself from the rest will be the most critical factor for success over the next decade, according to a financial advisor and industry blogger. Michael kitces. And that applies to the types of clients advisors seek, Kitces noted at Carson GroupExcell conference last month, as well as the services […]

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LPL Financial targets independent advisers who are increasingly turning to industry’s biggest players for help, CEO says Dan Arnold. “We see this structural trend of moving from one… small vendor to one that has more capabilities or better capabilities that are going to help. [advisors] better serve their customers ”, Arnold analysts told analysts during […]

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