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Financial Voya says it has launched a new digital workplace benefits platform aimed at giving users a consolidated “one-stop-shop” view of their finances. The new platform, called myVoyage, is designed to show employees their benefits, such as 401(k) and unqualified accounts; health savings accounts; personal bank, credit card and brokerage accounts; and insurance and loans. […]

Financial advisors don’t necessarily advertise whether they’re willing to work on an hourly rate, as most still prefer to earn fees based on a client’s assets, but some are willing to accept new pay-as-you-go clients. hour or on a fixed basis, depending on the reports. “The time it takes to enter data and do the […]

UBS says he poached two Merrill Lynch Financial Advisors in the Greater Los Angeles Area. Carl Ceder joined UBS in Sherman Oaks, and Rachel Cain joined the company in Westlake Village, according to UBS. Ceder has been in the industry since 1986 and was at Merrill Lynch since 2002, according to BrokerCheck. It offers advice […]

Local heritage advisor launches program exclusively for first responders Rockville, Maryland – September 15, 2022 – James Pessagno, a reputable financial advisor at CIC Wealth, is pleased to unveil the Firefighter Family Protector program, a financial planning process designed to help first responders and their families prepare for any potential future challenges. As one of […]

Merrill Wealth Management pledged $1.25 million to fund scholarships and other initiatives sponsored by The CFP Board Financial Planning Center. Merrill’s donation will help fund the CFP Board’s fifth annual Diversity Summit, to be held October 27-28, with the goal of connecting financial services firms with qualified candidates, particularly candidates from the minorities. Merrill will […]

Andrew Caldwell, director of the human resources advisory line at Peninsula Canada, said professionals who are paid primarily for performance, either through commissions or bonuses, are likely at low risk of succumbing to silent shutdown, a- he declared. “These people are motivated, and if they’re not making money, they’re still going to move on,” he […]

Edward Jones financial adviser Jacob D. Francis recently announced that financial adviser Christian Pineda joined the Cañon City office on August 30. “I’m really looking forward to working with Jake and Sue,” Pineda said. “I will have all the benefits of working with an experienced investment professional while getting to know local investors.” “Edward Jones […]

NEW YORK–(BUSINESS WIRE)–DA Davidson & Co. today announced that it has served as exclusive financial advisor to the leading trading card marketplace PWCC Marketplace, LLC, as well as its subsidiaries PWCC Services, LLC and PWCC Vault, LLC (collectively PWCC) on a $175 million new asset – leveraged credit facility (the financing) led by WhiteHawk Capital […]

Anora Gaudiano’s journey to becoming a financial advisor is different from that of most people in the industry. She spent nearly 20 years as a journalist before changing gears and embarking on a career in financial planning. Today, her work as an advisor makes her one of the 2022 rising stars in financial planning. Gaudiano […]

David Means, former senior financial adviser and vice president of investments for Wells Fargo Advisors in Hendersonville, will join Means Wealth Management, a registered investment adviser in Greenville, SC, as the new senior vice president, according to a press release. Means is the son of current Chairman Paul Means and grandson of Means founder David […]

More advisors charge fixed and hourly fees today than a decade ago, reflecting a shift in demand for services beyond portfolio management. The percentage of advisors including a fixed fee in their compensation agreement increased by 3.9 percentage points between 2012 and 2021, according to the Association of Investment Advisors. Industry sources say that, especially […]

When “Sam” and “Joyce” (I’ve changed their names and blurred some personal details to protect their privacy) walked into my office about 10 years ago, all I knew about them was that they had made the appointment after seeing me on local media, somewhat cryptically telling my assistant that they “had questions about a situation”. […]

Environmental, social and governance investments have been pushed back by politicians in recent weeks, while a new generation of anti-ESG products hit the market. Texas Last Controller Wednesday Glenn Hegar announced that the state had added 10 companies – including black rock and UBS — a list of financial institutions banned from handling money on […]

Are you looking for the right advisor for you? Dataalign Advisory makes it easier than ever to find a financial advisor specific to your needs. Estate planning can provide security and direction for the future, and a financial advisor can streamline the process. When it comes to estate planning, choosing the right financial advisor can […]

The Certified Financial Planner Standards Council says he is named an elder TD Ameritrade executive to help continue the organization’s diversity efforts. Kate Healywho was with TD Ameritrade Institutional for 13 years, will join the CFP Board Financial Planning Center as chief executive on Sept. 1, according to the CFP board. She will be based […]

Ohen Reid Hamblet decided to invest his signing bonus after being drafted at age 21 by the Baltimore Orioles in 2005, he probably didn’t imagine his later career would involve helping others manage their finances. . But that is exactly what happened to the former Olympia High School (OHS): Hamblet is now a financial advisor […]

Do you need a financial adviser? The answer depends on different factors: the complexity of your finances, your comfort with managing investments, where you are in your wealth journey and where you would like to be. The advisor’s mission is to bridge the gap between your financial situation and where you would like to be. […]

Recent Record Settlements JP Morgan and Morgan Stanley Reaches with regulators over communications from their employees took years to prepare, according to dispatches. The Security and Exchange Commission and the Commodity Futures Trading Commission grew increasingly frustrated with not being able to investigate messages from finance professionals because companies were not properly monitoring and archiving […]

A Financial Sector Regulatory Authority arbitration panel recommended expunging former retiree’s file Morgan Stanley Financial Advisor. Marileigh Hensley joined the financial services industry in 1985, registering with Morgan Stanley when she was known as Morgan Stanley Smith Barney, according to her LinkedIn profile. She remained with the company until January this year, when she retired, […]

Wealth of the Sanctuary says a team of advisors with more than $770 million in client assets have joined its network. The four-person team, including two from UBSis composed of the managing director and partner Matthew Murphymanaging director and partner Rebecca Bakerinvestment manager Adam Rogers and senior wealth advisor Dustin Hatfieldaccording to Sanctuary. They work […]

financial advisor for pilots With multi-state tax filing, fixed retirement schedules, and adjusting your finances to the dynamics of aviation, airline pilots have more than their fair share of financial challenges. In addition to dealing with the insecurities that come with a sometimes volatile industry, pilots should be aware of tax credits and deductions specific […]

There comes a time when we reach an inflection point. Maybe it’s a milestone birthday, a new baby in the house, an empty house when the last child goes to college, a divorce, a remarriage, or even the death of a beloved family member or dear friend that prompts the realization that having professional financial […]

Financial advisers have several ways of dealing with clients who may behave erratically, including freezing their accounts. But what is the procedure when it is the adviser who presents a cognitive decline? “[T]he awkward part of the conversation [is] it’s not just the customers. It’s me, it’s you, it’s financial advisors. None of us are […]

Chris Hodgin joins the Green Valley team August 03, 2022 Veteran banker Chris Hodgin has joined Pinnacle Financial Partners as a financial adviser in the Green Valley Road office. “Chris has a long and successful career in the Greensboro market and consistently provides customers with effective service and advice,” said Jerry Bailey, Pinnacle’s regional manager […]

Most financial advisors, regardless of gender, feel successful, but there are key differences in what male and female advisors attribute their success to, according to the survey results. Seven out of 10 financial advisors believe they are successful, The American College Center for Women in Financial Services it says found in a survey of 800 […]

According to a recent survey, Americans with employer-sponsored retirement plans are reorganizing how they save for retirement due to inflation. Forty-five percent of 401(k) plan members now rate inflation as the biggest barrier to saving for retirement, Schwab says he found in a survey of 1,000 plan participants between the ages of 21 and 70 […]

MONROE, The. (KTVE/KARD) – What would life be like if you won the Mega Millions jackpot? The Mega Millions jackpot has now reached $1.28 billion, making it the second largest Mega Millions jackpot in history. KTVE spoke with Michael J. Fulco, a local financial advisor with over 30 years of experience, who says don’t make […]

Advisor group says it has partnered with two healthcare companies to launch a wellness program for the nearly 2,300 employees in its network. The new program, which provides physical, mental and financial health support to Advisor Group employees and their families, is in partnership with a virtual behavioral healthcare company Discussion area and health society […]

CAREER CHANGE: Stephanie Smith Submitted by Ambitious PR A Leicestershire Pilates and wellness expert who moved into the role after a riding accident has launched a new career in financial advice. Stephanie Smith, 54, a business development and communications professional, had to rethink her career after the accident and start a business as a Pilates […]

UBS said to have attracted a team of financial advisers from BNY Mellon Wealth Management in San Francisco. Lauren Kinch and Andrew Baumgartner join UBS and partner with UBS advisors Chris Clifford and kate kennedy form Labyrinth Heritage Advisorsaccording to UBS. The 12-person team, which includes attorneys, certified public accountants and a certified financial planner, […]

UBS said to have attracted a team of financial advisers from BNY Mellon Wealth Management in San Francisco. Lauren Kinch and Andrew Baumgartner join UBS and partner with UBS advisors Chris Clifford and kate kennedy form Labyrinth Heritage Advisorsaccording to UBS. The 12-person team, which includes attorneys, certified public accountants and a certified financial planner, […]

GK Capital Management Limited (GKCM) has entered into an exclusive engagement with Regency Petroleum Limited (RPL) as financial advisor to assist the oil marketing company in raising capital to facilitate the growth activities of the business. The engagement with GKCM will likely result in an initial public offering (IPO) of RPL common stock through the […]

LPL Financial says he named Bill Sappington to the newly created position of Executive Vice President of Banking and Lending Solutions. Sappington will lead LPL’s banking and lending solutions, developing and executing a strategy to deliver an offering to the firm’s advisors and clients, according to LPL. He will report to the General Manager and […]

Merrill Lynch created a new position of Vice-President which will be occupied by Jeff Markham. Markham will work with advisors and field leaders to strengthen client relationships and, if needed, provide additional support to senior management, according to Merrill. He will also lead Merrill’s Community Markets program, designed to add resources and hires to previously […]

The firm launched by a former financial adviser Eric Edelman has rolled out a new online course aimed at educating financial advisors about non-fungible tokens, or NFTs, while earning them continuing education credits. The Finance Professionals Digital Asset Council says it launched “Understanding NFTs”, a self-study course taught by a DACFP faculty member Jacki RoachChief […]

Editorial Note: We earn a commission on partner links on Forbes Advisor. Commissions do not affect the opinions or ratings of our editors. When it comes to finances, be sure to work with someone who has your best interests in mind and has the skills to meet your particular needs. Private wealth managers and financial […]

You’ve worked hard to build a substantial nest egg and you need to make sure it’s well managed. Maybe you’re considering helping your daughter put down a down payment on a home without jeopardizing your retirement lifestyle. You’re ready to choose a financial advisor and want to do your due diligence to find one you […]

As financial advisors navigate their clients through market volatility and inflation, they’re looking more critically than ever at their current brokerage firms, according to a new survey. Registered representatives at nine of the 13 wealth managers ranked in JD Power’s annual Advisor Satisfaction Survey received lower scores than the previous year. At least 15% of […]

Cheryl Mothes, Financial Advisor to Edward Jones, Natural Nutrition Advisor and Co-Owner of Fresh Healthy Café in Cape Girardeau Photo by Jasmine Jones Cheryl Mothes, financial advisor to Edward Jones, natural health nutrition consultant and co-owner of the Fresh Healthy Café in Cape Girardeau, was getting ready for work one morning in 2019 when she […]

Editorial Note: We earn a commission on partner links on Forbes Advisor. Commissions do not affect the opinions or ratings of our editors. Although the terms financial advisor and financial planner are often used interchangeably, there are distinct differences between these two types of professionals. If you’re hesitating between a financial advisor and a financial […]

The Certified Financial Planner Standards Council says it has suspended a veteran financial adviser accused earlier this month of breaches of the Security and Exchange Commission‘s Best Interest Rules. Patrick Egan was one of five brokers in Pasadena, Calif. Western International Titlesas well as the company itself, which the SEC earlier this month accused of […]

Bethel Assembly of God (111 Totten Lane, Front Royal, VA 22630) had the honor of hosting Sergeant Major (Retired US Army) James McGruder on Sunday, June 26e, 2022, for a very memorable flag presentation service. The service was hosted by church member and Warren County resident Tim Wolfe and was to coincide with the church’s […]

Dentistry is a unique profession. Dentists work in small businesses in highly regulated industries that can be financially and physically taxing. What other professionals have to spend the majority of their days hunched over with their mouths open? While suffering from a hunch might not sound like something a dental financial advisor could help you […]